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Jacob Daniel Simon

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Waxhaw, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-26
TX RA APPROVED_RES 2026-08-26
VT RA APPROVED 2026-08-26
NC RA APPROVED 2023-09-29
  • AL RA
    APPROVED
    Since 2026-08-26
  • TX RA
    APPROVED_RES
    Since 2026-08-26
  • VT RA
    APPROVED
    Since 2026-08-26
  • NC RA
    APPROVED
    Since 2023-09-29

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 06/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 06/2023 Present
Swim Club Management Group Waxhaw NC 06/2017 12/2018
Tiaa Charlotte NC 06/2022 08/2022
Little Big Burger Charlotte NC 10/2018 03/2020
Sun And Ski Sports Charlotte NC 11/2020 06/2022
Full Time Student Waxhaw NC 08/2012 06/2023
  • 06/2023 → Present
    Tiaa
    Charlotte, NC
  • 06/2023 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 06/2017 → 12/2018
    Swim Club Management Group
    Waxhaw, NC
  • 06/2022 → 08/2022
    Tiaa
    Charlotte, NC
  • 10/2018 → 03/2020
    Little Big Burger
    Charlotte, NC
  • 11/2020 → 06/2022
    Sun And Ski Sports
    Charlotte, NC
  • 08/2012 → 06/2023
    Full Time Student
    Waxhaw, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-29
  • S66 Uniform Combined State Law Examination
    2023-09-29
Other Names
  • Jacob D Simon

View on SEC IAPD

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