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Matthew Ward Hathway

Seia

Los Angeles, CA

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Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-26
  • CA RA
    APPROVED
    Since 2026-01-26

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seia Llc Los Angeles CA 05/2023 Present
Ses Llc Los Angeles CA 08/2023 Present
Alma Via Of Camarillo Camarillo CA 03/2017 03/2023
Atria Grand Oaks Thousand Oaks CA 08/2015 05/2017
  • 05/2023 → Present
    Seia Llc
    Los Angeles, CA
  • 08/2023 → Present
    Ses Llc
    Los Angeles, CA
  • 03/2017 → 03/2023
    Alma Via Of Camarillo
    Camarillo, CA
  • 08/2015 → 05/2017
    Atria Grand Oaks
    Thousand Oaks, CA
Other Businesses

SEIA LLC POSITION: Client Service Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/8/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-21
  • S66 Uniform Combined State Law Examination
    2023-12-21

View on SEC IAPD

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