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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-27 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
1470 W Grand Pkwy S, Katy, TX 77494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Katy | TX | 04/2023 | 08/2023 |
| Wells Fargo Bank, Na | Katy | TX | 12/2015 | Present |
| Sephora | Katy | TX | 04/2022 | 12/2023 |
| Starbucks | Katy | TX | 10/2018 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Katy | TX | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2026-01-02 |
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