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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-10 |
Branch Locations
444 Reid St Ste 200, De Pere, WI 54115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schneider National | Green Bay | WI | 08/2018 | 06/2023 |
| Kohls Department Stores | Marinette | WI | 05/2016 | 08/2018 |
| University Of Wisconsin Green Bay | Green Bay | WI | 09/2013 | 12/2016 |
| Shade Today Nursery And Landscaping | Appleton | WI | 05/2014 | 04/2023 |
| Student | Green Bay | WI | 09/1998 | 12/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2023 | 09/2024 |
| Northwestern Mutual Investment Services Llc | Appleton | WI | 08/2023 | 09/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2024 | 09/2024 |
| Ameriprise Financial Services, Llc | De Pere | WI | 09/2024 | Present |
Outside Employment; DP380 LLC; Financial Advisor; Manage advisory business; 444 Reid St, Suite 200, De Pere, WI, 54115; Investment-Related; 09/30/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-25 |
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