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Shelly D. Walton

Morgan Stanley

Winter Park, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-10
GA RA APPROVED 2014-04-08
TX RA APPROVED_RES 2014-04-07
  • FL RA
    APPROVED
    Since 2017-03-10
  • GA RA
    APPROVED
    Since 2014-04-08
  • TX RA
    APPROVED_RES
    Since 2014-04-07

Branch Locations

250 Park Avenue South Suite 500, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golds Gym/Ponzio Fitness Lilburn GA 11/2007 Present
Morgan Stanley Atlanta GA 04/2014 Present
  • 11/2007 → Present
    Golds Gym/Ponzio Fitness
    Lilburn, GA
  • 04/2014 → Present
    Morgan Stanley
    Atlanta, GA
Previous Registrations
  • 2014-03-17 → 2014-04-08
    Aprio Wealth Management, Llc
    Atlanta, GA
  • 2011-03-14 → 2012-07-18
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Dunwoody, GA
    Dunwoody, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2010-11-17 → 2011-03-14
    Msi Financial Services, Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-11
S63 Uniform Securities Agent State Law Examination 1999-05-27
  • S65 Uniform Investment Adviser Law Examination
    2010-11-11
  • S63 Uniform Securities Agent State Law Examination
    1999-05-27
Other Names
  • Shelly D Williams
  • Shelly Dawn Williams
  • Shelly Dawn Richards
  • Shelly D. Richards

View on SEC IAPD

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DOBSON STREET LLC
PFS INVESTMENTS INC.

Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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