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Emmanuel Flores

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-21
  • TX RA
    APPROVED
    Since 2026-01-21

Branch Locations

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 04/2023 08/2023
Frost Bank Austin TX 10/2021 04/2023
Starcenter Community Ice Rink Plano Plano TX 08/2018 10/2021
Unemployed Plano TX 08/2014 07/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2023 04/2024
Northwestern Mutual Investment Services Llc Irving TX 09/2023 04/2024
J.P. Morgan Securities Llc Plano TX 08/2024 Present
Unemployed Plano TX 05/2024 07/2024
  • 04/2023 → 08/2023
    Fidelity Investments
    Westlake, TX
  • 10/2021 → 04/2023
    Frost Bank
    Austin, TX
  • 08/2018 → 10/2021
    Starcenter Community Ice Rink Plano
    Plano, TX
  • 08/2014 → 07/2018
    Unemployed
    Plano, TX
  • 09/2023 → 04/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2023 → 04/2024
    Northwestern Mutual Investment Services Llc
    Irving, TX
  • 08/2024 → Present
    J.P. Morgan Securities Llc
    Plano, TX
  • 05/2024 → 07/2024
    Unemployed
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-20
S63 Uniform Securities Agent State Law Examination 2023-08-23
  • S66 Uniform Combined State Law Examination
    2025-12-20
  • S63 Uniform Securities Agent State Law Examination
    2023-08-23
Other Names
  • Emmanuel Flores
  • Emmanuel Flores

View on SEC IAPD

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