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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments, Llc | Pittsburgh | PA | 08/2016 | 01/2019 |
| The Prudential Insurance Company Of America | Wexford | PA | 02/2019 | 11/2019 |
| Pruco Securities Llc | Wexford | PA | 02/2019 | 11/2019 |
| Citizens Securities, Inc. | Pittsburgh | PA | 11/2019 | 01/2021 |
| Lpl Financial Llc | Pittsburgh | PA | 02/2021 | 08/2021 |
| Northwest Bank | Pittsburgh | PA | 02/2021 | 08/2021 |
| Western & Southern Life | Cranberry Township | PA | 06/2022 | 09/2025 |
| W&S Brokerage Services | Cincinnati | OH | 06/2022 | 09/2025 |
| Retired | Pittsburgh | PA | 09/2021 | 06/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Pittsburgh | PA | 09/2025 | Present |
| Dollar Bank, Fsb | Pittsburgh | PA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-03 |
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