Chris Brown

Employer firm

Xypn Sapphire CRD 285967

$1.25B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Xypn Sapphire

24 E. Main Street, Bozeman, MT 59715 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-01-09
TX	RA	APPROVED	2025-01-07

KY RA
APPROVED

Since 2025-01-09
TX RA
APPROVED

Since 2025-01-07

Branch Locations

Bowling Green, KY • United States

24 E. Main Street, Bozeman, MT 59715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Birdie Retirement Planning, Llc	Bowling Green	KY	03/2023	Present
Western Kentucky University	Bowling Green	KY	08/2010	Present
Xypn Invest	Bozeman	MT	01/2025	Present

03/2023 → Present

Birdie Retirement Planning, Llc

Bowling Green, KY
08/2010 → Present

Western Kentucky University

Bowling Green, KY
01/2025 → Present

Xypn Invest

Bozeman, MT

Previous Registrations

2023-08-16 → 2025-06-13

Birdie Retirement Planning

Bowling Green, KY

Other Businesses

Chris Brown is currently employed as a Professor of Finance at Western Kentucky University. This activity accounts for approximately 70% of his time during securities trading hours.