David Moran

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2024 → 08/2024
  Merrill
  Seattle, WA
• 06/2023 → 08/2023
  Heritage Wealth Advisors
  Mercer Island, WA
• 01/2023 → 05/2025
  Fordham University
  Bronx, NY
• 09/2007 → 01/2023
  Fasps, Interlake High School, Fordham University
  Mercer Island, WA

Other Businesses

I*3458269, Entity Type: Entity For Profit, Name of OBA: Bull Market, The Board Game, Address: Mercer Island, Washington, 98040, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 01/12/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: Making the boardgame, marketing it, getting it into production, fundraising money for production. I am making a boardgame and am planning on selling it.

Exams

• S66 Uniform Combined State Law Examination
  2025-10-24