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Daniel Peoples

LPl Financial LLC

Tempe, AZ

Tempe, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-17
SC RA APPROVED 2025-07-17
TX RA APPROVED 2025-07-17
  • AZ RA
    APPROVED
    Since 2025-07-17
  • SC RA
    APPROVED
    Since 2025-07-17
  • TX RA
    APPROVED
    Since 2025-07-17

Branch Locations

Tempe, AZ • United States

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Scottsdale AZ 06/2023 09/2023
Sheri Broudy, Real Estate Broker Butte MT 05/2019 05/2023
Butte Central High School Butte MT 01/2019 05/2023
Montana Technological University Butte MT 05/2018 08/2018
Community, Counseling, And Correctional Services Butte MT 05/2017 08/2017
Montana Technological University Butte MT 01/2016 12/2022
Morgan Stanley Gilbert AZ 07/2024 05/2025
Terra Staffing Group Scottsdale AZ 10/2023 03/2024
Paradigm Dobson Ranch Mesa AZ 05/2023 06/2023
Butte Central Schools Butte MT 03/2023 12/2023
Easy Street Offers Scottsdale AZ 03/2024 07/2024
Lpl Financial Llc Tempe AZ 06/2025 Present
  • 06/2023 → 09/2023
    The Vanguard Group
    Scottsdale, AZ
  • 05/2019 → 05/2023
    Sheri Broudy, Real Estate Broker
    Butte, MT
  • 01/2019 → 05/2023
    Butte Central High School
    Butte, MT
  • 05/2018 → 08/2018
    Montana Technological University
    Butte, MT
  • 05/2017 → 08/2017
    Community, Counseling, And Correctional Services
    Butte, MT
  • 01/2016 → 12/2022
    Montana Technological University
    Butte, MT
  • 07/2024 → 05/2025
    Morgan Stanley
    Gilbert, AZ
  • 10/2023 → 03/2024
    Terra Staffing Group
    Scottsdale, AZ
  • 05/2023 → 06/2023
    Paradigm Dobson Ranch
    Mesa, AZ
  • 03/2023 → 12/2023
    Butte Central Schools
    Butte, MT
  • 03/2024 → 07/2024
    Easy Street Offers
    Scottsdale, AZ
  • 06/2025 → Present
    Lpl Financial Llc
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-16
S63 Uniform Securities Agent State Law Examination 2025-02-07
  • S66 Uniform Combined State Law Examination
    2025-07-16
  • S63 Uniform Securities Agent State Law Examination
    2025-02-07
Other Names
  • Danny Robert Peoples
  • Dan Robert Peoples
  • Daniel R Peoples
  • Daniel Robert Peoples

View on SEC IAPD

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