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Current Employers
Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-17
  • PA RA
    APPROVED
    Since 2024-08-17

Branch Locations

476 Rolling Ridge Dr., Ste. 333, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
La Quinta High School La Quinta CA 08/2016 06/2020
Penn State University University Park PA 08/2020 05/2024
Vicus Capital State College PA 05/2022 08/2022
Ubs Investment Bank New York City NY 06/2023 08/2023
Cetera Wealth Services, Llc El Segundo CA 05/2024 Present
Pfg Wealth Advisors, Llc Bellefonte PA 05/2024 Present
Vicus Capital, Inc. State College PA 08/2024 Present
  • 08/2016 → 06/2020
    La Quinta High School
    La Quinta, CA
  • 08/2020 → 05/2024
    Penn State University
    University Park, PA
  • 05/2022 → 08/2022
    Vicus Capital
    State College, PA
  • 06/2023 → 08/2023
    Ubs Investment Bank
    New York City, NY
  • 05/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2024 → Present
    Pfg Wealth Advisors, Llc
    Bellefonte, PA
  • 08/2024 → Present
    State College, PA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: PFG WEALTH ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2024 POSITION/TITLE/RELATIONSHIP: EMPLOYEE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. - CRD#116021; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 6/2024; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-16
  • S66 Uniform Combined State Law Examination
    2024-08-16

View on SEC IAPD

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