Steven Ignacio Flores

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 08/2025
  Modern Woodmen Of America
  Rock Island, IL
• 10/2013 → 04/2021
  Costco Whole Sale
  Chino Hills, CA
• 04/2023 → 08/2025
  Mwa Financial Services Inc
  Rock Island, IL
• 04/2024 → 08/2025
  Mwa Financial Services
  Rock Island, IL
• 08/2025 → Present
  Ameriprise Financial Services, Llc
  Palo Alto, CA

Previous Registrations

• 2024-04-17 → 2025-08-20
  Mwa Financial Services Inc.
  Laguna Hills, CA
  Whittier, CA

Other Businesses

Real Estate Ownership; Single Family; 212 S Kraemer Blved, Unite 2616, Placentia, CA, 92870; Investment-Related; 05/23/2023. Board of Directors; Whittier Area Chamber of Commerce; Director; 8158 Painter Ave. , , Whittier, CA, 90602; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Unidos Por CHOC; Director; 1120 West La Veta Ave Suite 500 , , Orange, CA, 92868; Not Investment-Related; 01/16/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Nancy S. Daoud & Associates, LLC; Financial Advisor; Manage advisory business; 90 Oxford Rd, , Oxford, CT, 06478; Investment-Related; 10/09/2025; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-27
• S63 Uniform Securities Agent State Law Examination
  2023-03-24