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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-05-20
  • LA RA
    APPROVED
    Since 2025-05-20

Branch Locations

Baton Rouge, LA • United States

10000 Perkins Rowe Suite G240, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Baton Rouge LA 05/2023 Present
Shell Chemical Lp Geismar LA 06/2022 10/2023
Rubicon Llc Giesmar LA 02/2014 06/2022
Park Avenue Securities Baton Rouge LA 08/2024 Present
Park Avenue Securities Sorrento LA 10/2024 04/2026
Guardian Life Insurance Company Sorrento LA 10/2024 04/2026
  • 05/2023 → Present
    Guardian Life Insurance Company
    Baton Rouge, LA
  • 06/2022 → 10/2023
    Shell Chemical Lp
    Geismar, LA
  • 02/2014 → 06/2022
    Rubicon Llc
    Giesmar, LA
  • 08/2024 → Present
    Park Avenue Securities
    Baton Rouge, LA
  • 10/2024 → 04/2026
    Park Avenue Securities
    Sorrento, LA
  • 10/2024 → 04/2026
    Guardian Life Insurance Company
    Sorrento, LA
Other Businesses

1) Name: Iron Sights Gun Company LLC, Start Date: 09/01/2017, Address: 7476 Woodland Trace Ct. Sorrento, LA 70778, 2 total hours per month 0 during securities trading hours, Not Investment related, 2) Name: ISGC Patch Club LLC, Start Date: 01/01/2020, Address: 7476 Woodland Trace Ct. Sorrento, LA 70778, 3 total hours per month 0 during securities trading hours , Not Investment related, 3) Apex Wealth & Legacy, LLC, Start Date: 5/16/2025, Address: 7476 Woodland Trace Ct., Sorrento, LA 70778, 240 total hours per month 240 during securities trading hours , Not Investment related, No annual compensation, 4) Insurance outside of Guardian, Start Date: 1/1/2026, Nature: Insurance products outside of Guardian, Address: 10000 Perkins Rowe Ste G240 Baton Rouge, LA 70810, Duties: Producer-selling insurance outside of Guardian, .5 total hours per month; .5 during securities trading hours, Investment related, 5) The Aesthetic Medicine & Anti Aging Clinics of LA, Start Date: 6/9/2025, Nature: Advanced aesthetics and wellness, Address: 8485 Bluebonnet Blvd Baton Rouge, LA 70810, Duties: Independent Consultant who conducts evaluation of financial records & assist management in implementing revenue and expense controls to restore the financial integrity of the business, 40 total hours/month; 40 during securities trading hours, Not Investment Related, 6) Conroy Property Holdings LLC, Start Date: 3/15/2026, Nature: Property Management Company for a home I am about to lease, Address: 130 Shadows Bend Dr. Baton Rouge, LA 70810, Duties: Owner, .5 total hrs/month; .5 during securities trading hours, Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-12
  • S66 Uniform Combined State Law Examination
    2025-05-12

View on SEC IAPD

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