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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student Life Camp - Lifeway | Nashville | TN | 05/2022 | 07/2022 |
| Aspen Coffee Company | Stillwater | OK | 09/2020 | 05/2022 |
| Oklahoma State Baptist Collegiate Ministry | Stillwater | OK | 06/2021 | 08/2021 |
| Quiktrip | Sand Springs | OK | 05/2020 | 08/2020 |
| Marcos Pizza | Bixby | OK | 09/2017 | 03/2018 |
| Bear Cognition | North Charleston | OK | 01/2023 | 02/2023 |
| Versona | Mount Pleasant | SC | 02/2023 | 05/2023 |
| King Street Hospitality | Charleston | SC | 02/2023 | 05/2023 |
| Whataburger | Bixby | OK | 04/2018 | 07/2018 |
| Commonwealth Financial Group | Daniel Island | SC | 04/2023 | Present |
| Oral Robert University - Maybee Center | Tulsa | OK | 08/2014 | 05/2019 |
| Oklahoma State University | Stillwater | SC | 06/2019 | 04/2020 |
| Ess - Bixby Schools | Bixby | OK | 08/2022 | 12/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2025 | Present |
1. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL WEALTH MANAGEMENT START DATE: 04/2023 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SUPPORT FIRM WITH NEW BUSINESS AND ACCOUNT MAINTENANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-04 |
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