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Thomas Oxendine

Fisher\Smb

Carrollton, TX

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Current Employers
Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-21
  • TX RA
    APPROVED
    Since 2025-05-21

Branch Locations

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Veriten Solutions Addison TX 06/2013 07/2017
Amercareroyal Exton PA 07/2017 04/2022
Fisher Investments Plano TX 04/2022 06/2024
Fisher Retirement Solutions, Llc Plano TX 07/2024 Present
  • 06/2013 → 07/2017
    Veriten Solutions
    Addison, TX
  • 07/2017 → 04/2022
    Amercareroyal
    Exton, PA
  • 04/2022 → 06/2024
    Fisher Investments
    Plano, TX
  • 07/2024 → Present
    Fisher Retirement Solutions, Llc
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-23
  • S65 Uniform Investment Adviser Law Examination
    2023-06-23
Other Names
  • Chip Oxendine

View on SEC IAPD

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