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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-08
CO RA APPROVED 2025-06-17
  • TX RA
    APPROVED
    Since 2025-07-08
  • CO RA
    APPROVED
    Since 2025-06-17

Branch Locations

Denver, CO • United States

5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2023 02/2025
Hortons Home Lighting La Grange IL 06/2017 08/2018
Bagel Place 2 - Colorado State Fort Collins CO 01/2019 12/2020
Qmi Security Solutions Itasca IL 06/2019 08/2019
Stratengy Fort Collins CO 11/2020 06/2023
Now Serving Cafe La Grange IL 06/2016 03/2017
Full-Time Education La Grange IL 04/2017 05/2017
Full-Time Education La Grange IL 09/2018 05/2019
Full-Time Education La Grange IL 09/2019 12/2020
Rbc Capital Markets, Llc Greenwood Village CO 02/2025 Present
  • 06/2023 → 02/2025
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 06/2017 → 08/2018
    Hortons Home Lighting
    La Grange, IL
  • 01/2019 → 12/2020
    Bagel Place 2 - Colorado State
    Fort Collins, CO
  • 06/2019 → 08/2019
    Qmi Security Solutions
    Itasca, IL
  • 11/2020 → 06/2023
    Stratengy
    Fort Collins, CO
  • 06/2016 → 03/2017
    Now Serving Cafe
    La Grange, IL
  • 04/2017 → 05/2017
    Full-Time Education
    La Grange, IL
  • 09/2018 → 05/2019
    Full-Time Education
    La Grange, IL
  • 09/2019 → 12/2020
    Full-Time Education
    La Grange, IL
  • 02/2025 → Present
    Greenwood Village, CO
Other Businesses

1) NAME OF ENTITY: Team Player Productions, inc. ADDRESS: 11919 I-70 Frontage Road North, Unit 102, Wheat Ridge, Colorado, 80033 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 03/03/2025 CAPACITY: It is fairly spontaneous but they may occasionally ask me to help with working their events. It is all manual labor based. DUTIES: I help with the set up of events. It usually involves bringing food or merchandise to vendors, setting up tents, helping with garbage removal etc. They host different events like Vail Wine Classic, Breckenridge Wine Classic, Oktoberfest, Tennyson fall fest, etc. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: New Age Digitize ADDRESS: 1164 S Acoma St #475C, Denver, Colorado 80210 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Mar 12, 2026 CAPACITY: Other DUTIES: Sell digital productivity planners (e.g., Excel or Word templates) to help individuals with goal-setting and productivity. HOURS DEVOTED PER MONTH: 20 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-17
S63 Uniform Securities Agent State Law Examination 2023-10-18
  • S66 Uniform Combined State Law Examination
    2025-06-17
  • S63 Uniform Securities Agent State Law Examination
    2023-10-18
Other Names
  • Danny Kefer

View on SEC IAPD

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