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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-08 |
| CO | RA | APPROVED | 2025-06-17 |
Branch Locations
5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 06/2023 | 02/2025 |
| Hortons Home Lighting | La Grange | IL | 06/2017 | 08/2018 |
| Bagel Place 2 - Colorado State | Fort Collins | CO | 01/2019 | 12/2020 |
| Qmi Security Solutions | Itasca | IL | 06/2019 | 08/2019 |
| Stratengy | Fort Collins | CO | 11/2020 | 06/2023 |
| Now Serving Cafe | La Grange | IL | 06/2016 | 03/2017 |
| Full-Time Education | La Grange | IL | 04/2017 | 05/2017 |
| Full-Time Education | La Grange | IL | 09/2018 | 05/2019 |
| Full-Time Education | La Grange | IL | 09/2019 | 12/2020 |
| Rbc Capital Markets, Llc | Greenwood Village | CO | 02/2025 | Present |
1) NAME OF ENTITY: Team Player Productions, inc. ADDRESS: 11919 I-70 Frontage Road North, Unit 102, Wheat Ridge, Colorado, 80033 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 03/03/2025 CAPACITY: It is fairly spontaneous but they may occasionally ask me to help with working their events. It is all manual labor based. DUTIES: I help with the set up of events. It usually involves bringing food or merchandise to vendors, setting up tents, helping with garbage removal etc. They host different events like Vail Wine Classic, Breckenridge Wine Classic, Oktoberfest, Tennyson fall fest, etc. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: New Age Digitize ADDRESS: 1164 S Acoma St #475C, Denver, Colorado 80210 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Mar 12, 2026 CAPACITY: Other DUTIES: Sell digital productivity planners (e.g., Excel or Word templates) to help individuals with goal-setting and productivity. HOURS DEVOTED PER MONTH: 20 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-18 |
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