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Valerie Dawn De Vol

Assembly Wealth

Mill Valley, CA

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Current Employers
Assembly Wealth

319 Miller Avenue, Mill Valley, CA 94941 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-03-05
  • CA RA
    APPROVED
    Since 2007-03-05

Branch Locations

319 Miller Avenue, Mill Valley, CA 94941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wrapmanager, Inc. San Francisco CA 01/2005 04/2023
Wrapmanager, Inc. Mill Valley CA 05/2023 Present
Prospera Financial Services, Inc. San Francisco CA 01/2005 09/2016
  • 01/2005 → 04/2023
    Wrapmanager, Inc.
    San Francisco, CA
  • 05/2023 → Present
    Wrapmanager, Inc.
    Mill Valley, CA
  • 01/2005 → 09/2016
    Prospera Financial Services, Inc.
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-25
S63 Uniform Securities Agent State Law Examination 2000-08-18
  • S65 Uniform Investment Adviser Law Examination
    2006-09-25
  • S63 Uniform Securities Agent State Law Examination
    2000-08-18
Other Names
  • Valerie Dawn Barrett
  • Valerie Dawn Barrett
  • Valerie Dawn Devol

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK

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WILLIAM FRANKLIN DAGLEY
JASON MARTIN SAXON
Hubert Saint James Lenczowski
FRANK CHRISTOPHER GREENE
MICHAEL BENNETT YONGUE
DONALD MICHAEL ABRAMSON
CHRISTOPHER JOHN ANTONIO

Other Offices

PRIVATE WEALTH PARTNERS, LLC · MILL VALLEY, CA
DIPSEA CAPITAL, LLC · MILL VALLEY, CA
OSAIC WEALTH, INC. · Mill Valley, CA
SCHMITZ CAPITAL PARTNERS, LLC · MILL VALLEY, CA
BAYHUNT CAPITAL LLC · MILL VALLEY, CA
BOLDIN ADVISORS · MILL VALLEY, CA
URBAN INVESTMENT ADVISORS · MILL VALLEY, CA
COMMONWEALTH FINANCIAL NETWORK · Mill Valley, CA

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