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Samuel Hunter Koepsell

Shk Capital Management, Inc.

Oviedo, FL

Oviedo, FL

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Current Employers
Shk Capital Management, Inc.

Oviedo, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-03
  • FL RA
    APPROVED
    Since 2023-08-03

Branch Locations

Oviedo, FL • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfm Financial, Inc. Orlando FL 10/2014 06/2019
Shk Financial, Inc. Oviedo FL 01/2023 Present
Shk Capital Management, Inc. Oviedo FL 04/2023 Present
Unemployed Oviedo FL 06/2019 01/2023
  • 10/2014 → 06/2019
    Mfm Financial, Inc.
    Orlando, FL
  • 01/2023 → Present
    Shk Financial, Inc.
    Oviedo, FL
  • 04/2023 → Present
    Oviedo, FL
  • 06/2019 → 01/2023
    Unemployed
    Oviedo, FL
Other Businesses

The name of the other business is SHK Financial, Inc. The business is not investment related. The address is 358 Lakepark Trail, Oviedo, FL 32765. It is a tax preparation business. I am the CEO of the business. The business started on January 1st, 2023. I devote approximately 20 hours per month to this business, of which 5 hours per month are during securities trading hours. I prepare and file personal tax returns for clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-04
  • S65 Uniform Investment Adviser Law Examination
    2023-05-04

View on SEC IAPD

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