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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

5740 N Swan Rd, Tucson, AZ 85718 • United States

2195 E River Rd [Sa-Rbo], Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Tucson AZ 04/2023 Present
Wells Fargo Bank, Na Tucson AZ 11/2013 Present
Other Businesses

RENTAL PROPERTY; INV. RELATED; MARCO ISLAND, FL; CO-OWNER; CONDO; START DATE 4/2010; 1 HR PER MONTH; 0 HRS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-10-20
  • S63 Uniform Securities Agent State Law Examination
    2023-10-20
Other Names
  • Cheryl Thorpe Ray
  • Cheryl Thorpe

View on SEC IAPD

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