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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-12-09 |
| TX | RA | APPROVED | 2024-12-09 |
Branch Locations
501 Cherry Street Suite 101, Columbia, MO 65201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Porta High School | Petersburg | IL | 08/2013 | 05/2019 |
| Monmouth College | Monmouth | IL | 08/2019 | 05/2023 |
| Lowe's Hardware | Springfield | IL | 04/2020 | 01/2021 |
| Teachers' Retirement System Of | Springfield | IL | 06/2021 | 03/2022 |
| Charles Schwab & Co., Inc. | St. Louis | MO | 06/2023 | 06/2024 |
| Stifel, Nicolaus & Company, Incorporated | Columbia | MO | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-25 |
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