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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-09-26 |
Branch Locations
22289 Exploration Drive Suite 110, Lexington Park, MD 20653 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sierra Management | California | MD | 08/2020 | 10/2023 |
| Shadowobjects | Leonardtown | MD | 08/2019 | 08/2020 |
| Integri | Lexington Park | MD | 03/2018 | 08/2019 |
| Rollout Systems | California | MD | 01/2014 | 03/2018 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 04/2023 | 09/2023 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 09/2023 | Present |
| First Command Advisor Services, Inc. | Fort Worth | TX | 09/2023 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 09/2023 | Present |
| St. Mary's County Board Of Elections | Leonardtown | MD | 03/2024 | Present |
Name of the other business: St. Mary's County Board of Elections ; Whether the business is investment-related: No ; Address of the other business: 23250 Hollywood Road, Leonardtown, MD 20650 ; Nature of the other business: Community Activity ; Your position, title, or relationship with the other business: Election Judge ; The start date of your relationship: 3/28/2024 ; The approximate number of hours/month you devote to the other business: 21 to 40 ; The number of hours you devote to the other business during securities trading hours: 21 to 40 ; Briefly describe your duties relating to the other business: Serving as an Election Judge for the 2024 Primary and General Elections.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-08 |
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