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Nevilleayuk Erambo

Fisher Investments

Plano, TX

CRD 7730413

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-19
  • TX RA
    APPROVED
    Since 2023-10-19

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Minneapolis MN 05/2023 09/2023
Whitney Wicke Agency Shoreview MN 10/2022 04/2023
2Plan Wealth Management Ltd Leeds 01/2022 09/2022
Oasis Crescent Wealth (Uk) Ltd London 10/2016 12/2021
Oasis Group Holdings (Pty) Ltd Cape Town 02/2014 09/2016
Thrivent Financial Appleton WI 05/2023 09/2023
Fisher Investments Plano TX 10/2023 Present
  • 05/2023 → 09/2023
    Thrivent Investment Management Inc.
    Minneapolis, MN
  • 10/2022 → 04/2023
    Whitney Wicke Agency
    Shoreview, MN
  • 01/2022 → 09/2022
    2Plan Wealth Management Ltd
    Leeds
  • 10/2016 → 12/2021
    Oasis Crescent Wealth (Uk) Ltd
    London
  • 02/2014 → 09/2016
    Oasis Group Holdings (Pty) Ltd
    Cape Town
  • 05/2023 → 09/2023
    Thrivent Financial
    Appleton, WI
  • 10/2023 → Present
    Plano, TX
Other Businesses

UBER POSITION: Driver NATURE: Uber is a ride share business. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 1227 School St NW Apt 312, Elk River MN 55330, United States DESCRIPTION: Driving riders from one point to another. LYFT POSITION: Driver NATURE: Ride share INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 1227 School St NW Apt 312, Elk River MN 55330, United States DESCRIPTION: Driving WIIN Insurance; No; Elk River, MN; Auto and Home insurance; Insurance producer; 04/2023-10/2023; 0; 0; Yes there are no sales activities since the 10/09/2023. However, I have some recurring income that I would like to continue to receive from previous sales. Those recurring income will only occur pending renewal of the previous policies written.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-07-13
S66 Uniform Combined State Law Examination 2023-07-03
  • S63 Uniform Securities Agent State Law Examination
    2023-07-13
  • S66 Uniform Combined State Law Examination
    2023-07-03

View on SEC IAPD

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