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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-19 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc. | Minneapolis | MN | 05/2023 | 09/2023 |
| Whitney Wicke Agency | Shoreview | MN | 10/2022 | 04/2023 |
| 2Plan Wealth Management Ltd | Leeds | 01/2022 | 09/2022 | |
| Oasis Crescent Wealth (Uk) Ltd | London | 10/2016 | 12/2021 | |
| Oasis Group Holdings (Pty) Ltd | Cape Town | 02/2014 | 09/2016 | |
| Thrivent Financial | Appleton | WI | 05/2023 | 09/2023 |
| Fisher Investments | Plano | TX | 10/2023 | Present |
UBER POSITION: Driver NATURE: Uber is a ride share business. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 1227 School St NW Apt 312, Elk River MN 55330, United States DESCRIPTION: Driving riders from one point to another. LYFT POSITION: Driver NATURE: Ride share INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 1227 School St NW Apt 312, Elk River MN 55330, United States DESCRIPTION: Driving WIIN Insurance; No; Elk River, MN; Auto and Home insurance; Insurance producer; 04/2023-10/2023; 0; 0; Yes there are no sales activities since the 10/09/2023. However, I have some recurring income that I would like to continue to receive from previous sales. Those recurring income will only occur pending renewal of the previous policies written.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-07-13 |
| S66 | Uniform Combined State Law Examination | 2023-07-03 |
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