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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-09-17
  • WI RA
    APPROVED
    Since 2024-09-17

Branch Locations

121 N. Madison St., Lancaster, WI 53813-1348 • United States

Lancaster, WI • United States

100 N Marquette Rd Ste 100, Prairie Du Chien, WI 53821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Lancaster WI 04/2023 Present
Dubuque Community School District Dubuque IA 08/2003 06/2024
Northeast Iowa Community College Dubuque IA 02/2017 05/2021
  • 04/2023 → Present
    Lancaster, WI
  • 08/2003 → 06/2024
    Dubuque Community School District
    Dubuque, IA
  • 02/2017 → 05/2021
    Northeast Iowa Community College
    Dubuque, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-01
  • S66 Uniform Combined State Law Examination
    2024-08-01
Other Names
  • Mitch Paul Kratochvill

View on SEC IAPD

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