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396 11Th Ave Sw Suite 1020, Calgary, Alberta T2R-0C5 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-27 |
Branch Locations
396 11Th Ave Sw, Suite 1020, Calgary, Alberta T2V 4S7 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Up Financial Usa Inc. | Calgary | 04/2023 | Present | |
| Up Financial Inc. | Calgary | 12/2012 | Present | |
| Up Investment Management Of Aligned Capital Partners Inc. | Calgary | 01/2022 | Present | |
| University Of Calgary | Calgary | 11/2021 | Present | |
| Portfolio Strategies Corportation | Calgary | 08/2018 | 01/2022 | |
| Quandrus Investments Services | Calgary | 01/2012 | 07/2018 | |
| Sole Proprietor Contract Pyrotchnician | Calgary | 04/2004 | Present |
Up Investment Management of Aligned Capital Partners Inc. (Start Date: 1/2022 to Present) & Up Financial USA (Start Date: 12/2012 to Present): are Canadian-based financial and investment - services firm serving clients who are not US nationals and do not reside in the US. Investment Advisors and registered representatives. 90% time spend during trading hours. Duties include: Director, Registered Representative, Investment Advisor, Insurance Agent & Financial Planner 396 11th Ave SW, Suite 1020 Calgary, Alberta Canada T2V 4S7.
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