Nathan Arthur Wood

Employer firm

Up Financial Usa Inc. CRD 326602

$4.13M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Up Financial Usa Inc.

396 11Th Ave Sw Suite 1020, Calgary, Alberta T2R-0C5 • Canada

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-27

TX RA
APPROVED_RES

Since 2023-06-27

Branch Locations

396 11Th Ave Sw, Suite 1020, Calgary, Alberta T2V 4S7 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	From	To
Up Financial Usa Inc.	Calgary	04/2023	Present
Up Financial Inc.	Calgary	12/2012	Present
Up Investment Management Of Aligned Capital Partners Inc.	Calgary	01/2022	Present
University Of Calgary	Calgary	11/2021	Present
Portfolio Strategies Corportation	Calgary	08/2018	01/2022
Quandrus Investments Services	Calgary	01/2012	07/2018
Sole Proprietor Contract Pyrotchnician	Calgary	04/2004	Present

04/2023 → Present

Up Financial Usa Inc.

Calgary
12/2012 → Present

Up Financial Inc.

Calgary
01/2022 → Present

Up Investment Management Of Aligned Capital Partners Inc.

Calgary
11/2021 → Present

University Of Calgary

Calgary
08/2018 → 01/2022

Portfolio Strategies Corportation

Calgary
01/2012 → 07/2018

Quandrus Investments Services

Calgary
04/2004 → Present

Sole Proprietor Contract Pyrotchnician

Calgary

Other Businesses

Up Investment Management of Aligned Capital Partners Inc. (Start Date: 1/2022 to Present) & Up Financial USA (Start Date: 12/2012 to Present): are Canadian-based financial and investment - services firm serving clients who are not US nationals and do not reside in the US. Investment Advisors and registered representatives. 90% time spend during trading hours. Duties include: Director, Registered Representative, Investment Advisor, Insurance Agent & Financial Planner 396 11th Ave SW, Suite 1020 Calgary, Alberta Canada T2V 4S7.

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