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396 11Th Ave Sw Suite 1020, Calgary, Alberta T2R-0C5 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-27 |
Branch Locations
396 11Th Ave Sw Suite 1020, Calgary, Alberta T2V 4S7 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Up Financial Usa Inc. | Calgary | 04/2023 | Present | |
| Up Financial Inc. | Calgary | 12/2012 | Present | |
| Up Investment Management Of Aligned Capital Partners Inc. | Calgary | 11/2022 | Present | |
| Portfolio Strategies Corporation | Calgary | 11/2018 | 11/2022 | |
| Quadrus Investments Services | Calgary | 01/2012 | 11/2018 |
Kauboi Outfitters. Non-Investment Related. Outfitter/Guide. 1124 Lake Sundance Crescent SE Calgary, AB. Less than 10 hours per month and no hours during securities trading hours. Up Investment Management of Aligned Capital Partners Inc. (Start Date: 11/2022 to Present) & Up Financial USA (Start Date: 12/2012 to Present): are Canadian-based financial and investment - services firm serving clients who are not US nationals and do not reside in the US. Investment Advisors and registered representatives.90% time spend during trading hours. Duties include: Director, Registered Representative, Investment Advisor, Insurance Agent & Financial Planner396 11th Ave SSuite 1020 Calgary, Alberta Canada T2V 4S7.
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