Lauren A Duffy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 05/2022
  Okoboji Community Schools
  Milford, IA
• 08/2022 → 05/2024
  Iowa State University
  Ames, IA
• 04/2018 → 09/2025
  Pizza Ranch
  Spirit Lake, IA
• 09/2022 → 05/2023
  Pizza Ranch
  Ames, IA
• 10/2025 → Present
  Lpl Financial Llc
  Spirit Lake, IA
• 01/2023 → 05/2023
  Iowa State Dining Halls
  Ames, IA
• 10/2025 → Present
  Henkels Financial
  Spirit Lake, IA
• 04/2023 → 10/2025
  Henkels Financial
  Spirit Lake, IA

Other Businesses

1)10/07/2025 - Henkels Financial, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams

• S66 Uniform Combined State Law Examination
  2026-03-06