Wesley Erik Smith

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-03-21
PA	RA	APPROVED	2023-07-20

NY RA
APPROVED

Since 2024-03-21
PA RA
APPROVED

Since 2023-07-20

Branch Locations

40 Colonial Drive, Towanda, PA 18848 • United States

195 Front Street, Owego, NY 13827 • United States

5 E. Market Street, Corning, NY 14830 • United States

2490 Corning Road, Elmira, NY 14903 • United States

114-118 N. Tioga St, Ithaca, NY 14850 • United States

230 Desmond Street, Sayre, PA 18840 • United States

Athens, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Bank	Towanda	PA	12/2018	Present
Gannon Associates	Athens	PA	10/2016	11/2018
Unemployed	Towanda	PA	05/2016	10/2016
Mansfield University	Mansfield	PA	09/2012	05/2016
Unemployed	Towanda	PA	11/2018	12/2018
Lpl Financial Llc	Towanda	PA	04/2023	Present

12/2018 → Present

M&T Bank

Towanda, PA
10/2016 → 11/2018

Gannon Associates

Athens, PA
05/2016 → 10/2016

Unemployed

Towanda, PA
09/2012 → 05/2016

Mansfield University

Mansfield, PA
11/2018 → 12/2018

Unemployed

Towanda, PA
04/2023 → Present

Lpl Financial Llc

Towanda, PA

Other Businesses

1) 04/2023 - M&T Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 12/2018 - 152 Hr/Mth 2) 01/05/2024 - Wilmington Advisors @M&T - Investment Related - At Reported Business Location(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-19

S66 Uniform Combined State Law Examination

2023-07-19

Other Names

Wesley Erik Smith
Wesley Smith

View on SEC IAPD