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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Conway Office Solutions | Nashua | NH | 01/2020 | 05/2020 |
| Unemployed | Amherst | NH | 01/2012 | 12/2016 |
| Pneutek | Hudson | NH | 01/2016 | 12/2019 |
| Unemployed | Amherst | NH | 06/2020 | 08/2020 |
| Fidelity Investments | Merrimack | NH | 09/2020 | 03/2023 |
| Unemployed | Merrimack | NH | 04/2023 | 04/2023 |
| Baystate Financial | Boston | MA | 05/2023 | 08/2023 |
| Nicholas Drouin | Nashua | NH | 08/2023 | 01/2024 |
| Northwestern Mutual Investment Services Llc | Nashua | NH | 08/2023 | 01/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2023 | 01/2024 |
| Independence Financial Advisors, Llc | Merrimack | NH | 01/2024 | 04/2025 |
| Mariner | Overland Park | KS | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-26 |
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