Best Investors Account Sign in
Inactive

Linda Sophia Legg

Alterna Wealth Management, Inc.

Houston, TX

CRD 7728653

Claim This Profile
Employer firm

Alterna Wealth Management, Inc. CRD 146153

$1.40B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Alterna Wealth Management, Inc.

2800 Post Oak Blvd Suite 6300, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-10
  • TX RA
    APPROVED
    Since 2025-05-10

Branch Locations

2800 Post Oak Blvd Suite 6300, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alterna Securities, Inc. Houston TX 11/2021 Present
University Of St. Thomas Houston TX 08/2020 05/2022
Academy Sports And Outdoors Katy TX 05/2021 10/2021
Texas Workforce Commission Austin TX 04/2020 05/2021
Gsd&M Austin TX 01/2020 04/2020
Unemployed Houston TX 09/2019 12/2019
The University Of Texas At Austin Austin TX 08/2016 08/2019
The University Of Texas At Austing Population Research Center Austin TX 08/2017 12/2017
Alterna Wealth Management Houston TX 01/2025 Present
  • 11/2021 → Present
    Alterna Securities, Inc.
    Houston, TX
  • 08/2020 → 05/2022
    University Of St. Thomas
    Houston, TX
  • 05/2021 → 10/2021
    Academy Sports And Outdoors
    Katy, TX
  • 04/2020 → 05/2021
    Texas Workforce Commission
    Austin, TX
  • 01/2020 → 04/2020
    Gsd&M
    Austin, TX
  • 09/2019 → 12/2019
    Unemployed
    Houston, TX
  • 08/2016 → 08/2019
    The University Of Texas At Austin
    Austin, TX
  • 08/2017 → 12/2017
    The University Of Texas At Austing Population Research Center
    Austin, TX
  • 01/2025 → Present
    Alterna Wealth Management
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-09
  • S66 Uniform Combined State Law Examination
    2025-05-09
Other Names
  • Linda Diaz
  • Linda Sophia Diaz

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Houston, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor