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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-14 |
| NC | RA | APPROVED | 2004-08-23 |
Branch Locations
11325 North Community House Rd Suite 450, Charlotte, NC 28277 • United States
Mint Hill, NC • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | New York | NY | 07/2004 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2004 | Present |
Royal Financial Partners LLC (established for payment of staff and marketing expenses)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-26 |
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