Vivienne Monique Gustavsen

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2023-11-21

MT RA
APPROVED

Since 2023-11-21

Branch Locations

3650 Harrison Ave, Butte, MT 59701 • United States

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Butte	MT	04/2023	Present
Wells Fargo Bank, Na	Butte	MT	09/2010	Present

04/2023 → Present

Wells Fargo Clearing Services, Llc

Butte, MT
09/2010 → Present

Wells Fargo Bank, Na

Butte, MT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-07
S63	Uniform Securities Agent State Law Examination	2023-10-16

S65 Uniform Investment Adviser Law Examination

2023-11-07
S63 Uniform Securities Agent State Law Examination

2023-10-16

Other Names

Vivienne Monique Elser
Vivienne Gustavsen

View on SEC IAPD