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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-25
  • MN RA
    APPROVED
    Since 2023-09-25

Branch Locations

6225 Sycamore Ln N, Maple Grove, MN 55369 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Plymouth MN 04/2023 Present
Wells Fargo Bank, Na Plymouth MN 10/2022 Present
Anoka County Anoka MN 06/2022 08/2022
Wells Fargo Bank, Na Anoka MN 12/2019 10/2021
Wells Fargo Bank, Na Blaine MN 10/2021 06/2022
Premier Disability Services Llc Coon Rapids MN 11/2018 11/2019
Unemployed Blaine MN 01/2018 11/2018
Han Sol Snj Pohang-Si 07/2017 01/2018
Stay Hotel Pohang-Si 01/2017 05/2017
Unemployed Pohang-Si 04/2013 01/2017
  • 04/2023 → Present
    Plymouth, MN
  • 10/2022 → Present
    Wells Fargo Bank, Na
    Plymouth, MN
  • 06/2022 → 08/2022
    Anoka County
    Anoka, MN
  • 12/2019 → 10/2021
    Wells Fargo Bank, Na
    Anoka, MN
  • 10/2021 → 06/2022
    Wells Fargo Bank, Na
    Blaine, MN
  • 11/2018 → 11/2019
    Premier Disability Services Llc
    Coon Rapids, MN
  • 01/2018 → 11/2018
    Unemployed
    Blaine, MN
  • 07/2017 → 01/2018
    Han Sol Snj
    Pohang-Si
  • 01/2017 → 05/2017
    Stay Hotel
    Pohang-Si
  • 04/2013 → 01/2017
    Unemployed
    Pohang-Si
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-25
S63 Uniform Securities Agent State Law Examination 2023-08-01
  • S65 Uniform Investment Adviser Law Examination
    2023-09-25
  • S63 Uniform Securities Agent State Law Examination
    2023-08-01
Other Names
  • Dongha Gu
  • Dohyeon Gu
  • Alex Dahlen

View on SEC IAPD

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