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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States

6090 Surety Dr Ste 110B, El Paso, TX 79905 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors El Paso TX 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    El Paso, TX
Previous Registrations
  • 2008-09-23 → 2011-01-03
    Voya Financial Partners, Llc
    Austin, TX
    El Paso, TX
    Addison, TX
    El Paso, TX
    El Paso, TX
  • 2007-07-13 → 2008-09-17
    San Antonio, TX
  • 2006-03-20 → 2006-12-31
    Oxford Asset Management, Llc
    Mcallen, TX
  • 2003-04-25 → 2005-08-04
    El Paso, TX
Other Businesses

NAME OF ENTITY:TEAM ROPING; No; 523 HOLMSLEY TRAIL; EL PASO; TX; 79907; ROPING COMPETITIONS; TEAM ROPING; 10/1/2017; 10; 0; PARTICIPATE IN TEAM ROPING COMPETITIONS.|NAME OF ENTITY:Horse Boarding; No; 523 HOLMSLEY TRAIL; EL PASO; TX; 79907; Animal care; Owner; 1/5/2012; 20; 20; Proivde stalls for horse boarders|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6090 SURETY DR STE 110B; EL PASO; TX; 79905; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/1/2005; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| NOTARY PUBLIC POSITION: Notary NATURE: Notary Services for Family members. I do not actively seek Notary clients and I do not charge family members a notary fee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2023 ADDRESS: 523 Homsley Trail, El Paso TX 79907, United States DESCRIPTION: Notarize basic documents in which a notary signature is required.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-23
S63 Uniform Securities Agent State Law Examination 1999-04-06
  • S66 Uniform Combined State Law Examination
    2003-06-23
  • S63 Uniform Securities Agent State Law Examination
    1999-04-06

View on SEC IAPD

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