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Alexander Jordan Mongan

LPl Financial LLC

Harleysville, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-17
  • PA RA
    APPROVED
    Since 2026-04-17

Branch Locations

18 Mainland Road, Harleysville, PA 19438 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 05/2023 03/2025
First Commonwealth Bank Indiana PA 06/2022 05/2023
Specialty Tires Of America Indiana PA 05/2019 06/2022
Sheetz Indiana PA 12/2018 06/2019
Veterans Affairs Indiana PA 05/2015 05/2018
H&R Block Indiana PA 01/2023 04/2023
United States Army Johnstown PA 04/2013 08/2021
Indiana University Of Pennsylvania Indiana PA 01/2014 05/2018
Dominos Ambler PA 06/2024 Present
Next Financial Group Harleysville PA 03/2025 08/2025
Lpl Financial Harleysville PA 08/2025 Present
  • 05/2023 → 03/2025
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2022 → 05/2023
    First Commonwealth Bank
    Indiana, PA
  • 05/2019 → 06/2022
    Specialty Tires Of America
    Indiana, PA
  • 12/2018 → 06/2019
    Sheetz
    Indiana, PA
  • 05/2015 → 05/2018
    Veterans Affairs
    Indiana, PA
  • 01/2023 → 04/2023
    H&R Block
    Indiana, PA
  • 04/2013 → 08/2021
    United States Army
    Johnstown, PA
  • 01/2014 → 05/2018
    Indiana University Of Pennsylvania
    Indiana, PA
  • 06/2024 → Present
    Dominos
    Ambler, PA
  • 03/2025 → 08/2025
    Next Financial Group
    Harleysville, PA
  • 08/2025 → Present
    Lpl Financial
    Harleysville, PA
Other Businesses

1. 08/2025 - Porter and Guide Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour/Month - 130 Hour During Trading - At Reported business location(s) - OBA Start Date: 8/7/2025 2. 08/2025 - Dominos - Outside/W-2 Employment - Not Investment Related - 80 Hour/Month - 0 Hour During Trading - HARLEYSVILLE. PA 19438 - OBA Start Date: 06/08/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-16
S63 Uniform Securities Agent State Law Examination 2023-07-31
  • S66 Uniform Combined State Law Examination
    2026-04-16
  • S63 Uniform Securities Agent State Law Examination
    2023-07-31
Other Names
  • Alex Jordan Mongan

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