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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-07-22 |
| TX | RA | APPROVED_RES | 2024-07-19 |
Branch Locations
150 W University Dr., Flr 04, Tempe , AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2023 | 04/2024 |
| Enterprise Holdings | Avondale | AZ | 03/2023 | 08/2023 |
| Alorica | Tucson | AZ | 07/2021 | 12/2021 |
| Gt Resources | Phoenix | AZ | 09/2020 | 12/2021 |
| Cvs Pharmacy | Tucson | AZ | 04/2019 | 10/2019 |
| University Of Arizona | Tucson | AZ | 08/2019 | 05/2020 |
| Arizona Mentor | Tucson | AZ | 04/2017 | 07/2019 |
| Sprouts | Tucson | AZ | 01/2017 | 03/2017 |
| University Of Arizona | Tucson | AZ | 08/2015 | 05/2020 |
| Chewy | Goodyear | AZ | 04/2020 | 08/2020 |
| Alorica | Dar-Es-Salaam | 12/2021 | 05/2022 | |
| Alorica | Flic En Flac | 05/2022 | 08/2022 | |
| Alorica | Dar-Es-Salaam | 08/2022 | 11/2022 | |
| Alorica | Gillingham | 11/2022 | 01/2023 | |
| Alorica | Tucson | AZ | 01/2023 | 03/2023 |
| J.P. Morgan Securities Llc | Tempe | AZ | 05/2024 | Present |
| Jp Morgan Chase Bank, N.A. | Tempe | AZ | 05/2024 | Present |
| Swissport Usa | Phoenix | AZ | 10/2023 | 11/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-01 |
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