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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-31 |
| TX | RA | APPROVED | 2024-05-31 |
Branch Locations
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Civic Financial Services | Scottsdale | AZ | 09/2022 | 04/2023 |
| Ubs Financial Services Inc. | Los Angeles | CA | 05/2023 | 05/2024 |
| University Of Oregon | Eugene | OR | 07/2017 | 06/2021 |
| Humboldt State University | Arcata | CA | 08/2021 | 12/2021 |
| Middlebrooks Academy | Los Angeles | CA | 06/2016 | 05/2017 |
| Unemployed | Los Angeles | CA | 01/2022 | 09/2022 |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 05/2024 | Present |
*598568 - Vice Elite Basketball LLC; Investment related: Yes; Los Angeles, California; Recreation:Wholesale/Distribution; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 32; Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-18 |
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