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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-29
  • NC RA
    APPROVED
    Since 2023-08-29

Branch Locations

5129 Nc Hwy 55 Suite 101, Durham, NC 27713 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 04/2023 08/2023
Minnesota Life Insurance Company St. Paul MN 04/2023 08/2023
North Star Resource Group Durham NC 04/2023 Present
Globe Life Liberty National Division: Lomenick Agency Cary NC 02/2023 04/2023
Texas Roadhouse Kingston NY 04/2022 12/2022
Strawbridge Studios Durham NC 08/2021 12/2021
Carrols Restaurants Group - Burger King Kingston NY 07/2016 06/2021
Burlington Coat Factory Kingston NY 01/2019 05/2019
Suny Albany Albany NY 08/2020 12/2022
Suny Ulster Stone Ridge NY 01/2019 12/2019
Suny Fredonia Dunkirk NY 08/2018 12/2018
Keybank Red Hook NY 05/2022 08/2022
Kingston High School Kingston NY 09/2014 06/2018
Cetera Wealth Services, Llc Durham NC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 04/2023 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 04/2023 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 04/2023 → Present
    North Star Resource Group
    Durham, NC
  • 02/2023 → 04/2023
    Globe Life Liberty National Division: Lomenick Agency
    Cary, NC
  • 04/2022 → 12/2022
    Texas Roadhouse
    Kingston, NY
  • 08/2021 → 12/2021
    Strawbridge Studios
    Durham, NC
  • 07/2016 → 06/2021
    Carrols Restaurants Group - Burger King
    Kingston, NY
  • 01/2019 → 05/2019
    Burlington Coat Factory
    Kingston, NY
  • 08/2020 → 12/2022
    Suny Albany
    Albany, NY
  • 01/2019 → 12/2019
    Suny Ulster
    Stone Ridge, NY
  • 08/2018 → 12/2018
    Suny Fredonia
    Dunkirk, NY
  • 05/2022 → 08/2022
    Keybank
    Red Hook, NY
  • 09/2014 → 06/2018
    Kingston High School
    Kingston, NY
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Durham, NC
  • 08/2023 → Present
    Schaumburg, IL
Other Businesses

NORTH STAR RESOURCE GROUP, MINNEAPOLIS, MN, INVESTMENT RELATED, Fixed Insurance AGENT, 04/2023-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-30
  • S66 Uniform Combined State Law Examination
    2023-06-30

View on SEC IAPD

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