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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-01-29
  • MO RA
    APPROVED
    Since 2026-01-29

Branch Locations

Saint Charles, MO • United States

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Saint Charles MO 06/2023 Present
Experis Manpower Group St. Louis MO 01/2023 06/2023
Unemployed St. Charles MO 11/2021 12/2022
Cecil Whitaker's Pizzeria Weldon Spring MO 08/2020 10/2021
Unemployed St. Charles MO 03/2020 07/2020
Top Graphics Maryland Heights MO 07/2018 02/2020
Unemployed St. Charles MO 05/2017 06/2018
Dierbergs Markets St Peters MO 09/2016 04/2017
  • 06/2023 → Present
    Saint Charles, MO
  • 01/2023 → 06/2023
    Experis Manpower Group
    St. Louis, MO
  • 11/2021 → 12/2022
    Unemployed
    St. Charles, MO
  • 08/2020 → 10/2021
    Cecil Whitaker's Pizzeria
    Weldon Spring, MO
  • 03/2020 → 07/2020
    Unemployed
    St. Charles, MO
  • 07/2018 → 02/2020
    Top Graphics
    Maryland Heights, MO
  • 05/2017 → 06/2018
    Unemployed
    St. Charles, MO
  • 09/2016 → 04/2017
    Dierbergs Markets
    St Peters, MO
Other Businesses

1) Ebay | Investment Related:No|Other|Seller|3/10/2025|Less than 20|0|Selling baseball cards

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-28
S63 Uniform Securities Agent State Law Examination 2023-09-25
  • S66 Uniform Combined State Law Examination
    2026-01-28
  • S63 Uniform Securities Agent State Law Examination
    2023-09-25

View on SEC IAPD

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