Lisa J Hunter

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-28
TN	RA	APPROVED	2023-05-31

TX RA
APPROVED

Since 2025-07-28
TN RA
APPROVED

Since 2023-05-31

Branch Locations

Chattanooga, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Life Insurance / Annuity Agent	Chattanooga	TN	08/2022	03/2023
Amour Vert	San Francisco	CA	01/2022	08/2022
Sci - Tn Funeral Services Llc	Hixson	TN	08/2021	01/2022
Unemployed	Neenah	WI	10/2020	08/2021
Principal Life Insurance Company	Chattanooga	TN	04/2023	Present
Principal Securities, Inc	Chattanooga	TN	04/2023	Present
Leisure Golf, Llc	Neenah	WI	05/2018	10/2020
Vf Outdoor	Appleton	WI	09/2006	12/2016
Unemployed	Neenah	WI	01/2017	04/2017
Winegamie Golf Course	Neenah	WI	04/2017	05/2018
Shieldmaiden Financial	Conroe	TX	02/2024	10/2024
Pinnacle Wealth Partners	Minnetonka	MN	04/2025	Present

08/2022 → 03/2023

Independent Life Insurance / Annuity Agent

Chattanooga, TN
01/2022 → 08/2022

Amour Vert

San Francisco, CA
08/2021 → 01/2022

Sci - Tn Funeral Services Llc

Hixson, TN
10/2020 → 08/2021

Unemployed

Neenah, WI
04/2023 → Present

Principal Life Insurance Company

Chattanooga, TN
04/2023 → Present

Principal Securities, Inc

Chattanooga, TN
05/2018 → 10/2020

Leisure Golf, Llc

Neenah, WI
09/2006 → 12/2016

Vf Outdoor

Appleton, WI
01/2017 → 04/2017

Unemployed

Neenah, WI
04/2017 → 05/2018

Winegamie Golf Course

Neenah, WI
02/2024 → 10/2024

Shieldmaiden Financial

Conroe, TX
04/2025 → Present

Pinnacle Wealth Partners

Minnetonka, MN

Other Businesses

**INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 06/01/2023 ADDRESS: 4307 Louise Ave, CHATTANOOGA TN 37412, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits. **PINNACLE WEALTH PARTNERS (DBA) POSITION: Pinnacle Wealth Partners NATURE: Financial strategies/needs analysis, group/health insurance, life insurance/annuities, mutual funds/securities & DI INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 11100 Wayzata Blvd, Suite 405, Minnetonka MN 55305, United States DESCRIPTION: DBA to use for marketing and operate the team under within Principal. Doing business as have been with Principal and current OBA's.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-05-23
S63	Uniform Securities Agent State Law Examination	2023-05-12

S65 Uniform Investment Adviser Law Examination

2023-05-23
S63 Uniform Securities Agent State Law Examination

2023-05-12

Other Names

Lisa J Hunter
Lisa Jean Krambs
Lisa Jean Fitzgerald
Lisa Jean Hunter

View on SEC IAPD