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301 South College Street #3800, Charlotte, NC 28202-6002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-04 |
Branch Locations
301 South College Street #3800, Charlotte, NC 28202-6002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Securities, Llc | New York | NY | 04/2023 | 09/2023 |
| Kbra | New York | NY | 06/2022 | 04/2023 |
| Bronx Brew, Llc | Bronx | NY | 06/2021 | 04/2023 |
| Pwc | New York | NY | 07/2020 | 04/2022 |
| Fordham University | Bronx | NY | 08/2018 | 05/2022 |
| The Bishop's School | La Jolla | CA | 08/2015 | 06/2018 |
| Ubs Financial Services Inc | San Diego | CA | 09/2024 | 03/2025 |
| Pantheon Aerospace | San Diego | CA | 09/2023 | 09/2024 |
| Wedge Capital Management L.L.P | Charlotte | NC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-07 |
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