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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-18 |
| TX | RA | APPROVED_RES | 2022-05-12 |
| NJ | RA | APPROVED | 2017-06-15 |
Branch Locations
Ocean City, NJ • United States
302 Carnegie Center 2Nd Fl [Pc-Rbo], Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Princeton | NJ | 01/2017 | Present |
| Wells Fargo Bank | Princeton | NJ | 01/2017 | Present |
| Wachovia/Wells Fargo | Princeton | NJ | 12/2004 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-30 |
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