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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-11
  • IL RA
    APPROVED
    Since 2025-07-11

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Partsmaster A Div. Of Nch Corporation Irving TX 07/2007 12/2020
Lawson Products Chicago IL 01/2021 04/2023
Fidelity Investments Oak Brook IL 04/2023 11/2023
Lawson Products Chicago IL 07/2007 04/2023
Sylvest Advisors, Llc Dallas TX 11/2023 07/2025
Charles Schwab Bank Chicago IL 07/2025 Present
Charles Schwab & Co., Inc Chicago IL 07/2025 Present
  • 07/2007 → 12/2020
    Partsmaster A Div. Of Nch Corporation
    Irving, TX
  • 01/2021 → 04/2023
    Lawson Products
    Chicago, IL
  • 04/2023 → 11/2023
    Fidelity Investments
    Oak Brook, IL
  • 07/2007 → 04/2023
    Lawson Products
    Chicago, IL
  • 11/2023 → 07/2025
    Sylvest Advisors, Llc
    Dallas, TX
  • 07/2025 → Present
    Charles Schwab Bank
    Chicago, IL
  • 07/2025 → Present
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-28
  • S66 Uniform Combined State Law Examination
    2023-09-28

View on SEC IAPD

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