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Olivier Nazon

Ubs Financial Services Inc.

Temecula, CA

San Diego, CA

CRD 7726175

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-03
  • CA RA
    APPROVED
    Since 2024-05-03

Branch Locations

Temecula, CA • United States

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs San Diego CA 11/2023 Present
First Republic Bank San Diego CA 05/2022 05/2023
San Diego Metropolitan Transit System San Diego CA 10/2019 05/2022
E-Commerce Store On Amazon Platform San Diego CA 01/2012 10/2019
Unemployed San Diego CA 05/2023 10/2023
  • 11/2023 → Present
    Ubs
    San Diego, CA
  • 05/2022 → 05/2023
    First Republic Bank
    San Diego, CA
  • 10/2019 → 05/2022
    San Diego Metropolitan Transit System
    San Diego, CA
  • 01/2012 → 10/2019
    E-Commerce Store On Amazon Platform
    San Diego, CA
  • 05/2023 → 10/2023
    Unemployed
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-03
  • S66 Uniform Combined State Law Examination
    2024-05-03

View on SEC IAPD

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