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Oscar Nieves Santana

Stephens

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-09-30
TX RA APPROVED 2024-09-30
  • AR RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Central Arkansas Conway AR 08/2014 05/2018
Central Bank Of The Dominican Republic Santo Domingo 06/2017 08/2017
Unemployed Conway AR 05/2018 08/2018
Arkansas Development Finance Authority Little Rock AR 08/2018 05/2019
Unemployed Conway AR 06/2019 07/2019
Unemployed Santo Domingo 07/2019 02/2020
Afp Siembra Santo Domingo 02/2020 06/2021
Afp Siembra Santo Domingo 06/2021 02/2023
Global Impact Assets Santo Domingo 02/2023 02/2024
Global Impact Assets Conway AR 02/2024 04/2024
Unemployed Conway AR 04/2024 08/2024
Stephens Inc Little Rock AR 09/2024 11/2025
Stephens Inc Little Rock AR 11/2025 Present
  • 08/2014 → 05/2018
    University Of Central Arkansas
    Conway, AR
  • 06/2017 → 08/2017
    Central Bank Of The Dominican Republic
    Santo Domingo
  • 05/2018 → 08/2018
    Unemployed
    Conway, AR
  • 08/2018 → 05/2019
    Arkansas Development Finance Authority
    Little Rock, AR
  • 06/2019 → 07/2019
    Unemployed
    Conway, AR
  • 07/2019 → 02/2020
    Unemployed
    Santo Domingo
  • 02/2020 → 06/2021
    Afp Siembra
    Santo Domingo
  • 06/2021 → 02/2023
    Afp Siembra
    Santo Domingo
  • 02/2023 → 02/2024
    Global Impact Assets
    Santo Domingo
  • 02/2024 → 04/2024
    Global Impact Assets
    Conway, AR
  • 04/2024 → 08/2024
    Unemployed
    Conway, AR
  • 09/2024 → 11/2025
    Stephens Inc
    Little Rock, AR
  • 11/2025 → Present
    Stephens Inc
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-22
  • S66 Uniform Combined State Law Examination
    2024-08-22
Designations

View on SEC IAPD

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UNITED CAPITAL FINANCIAL ADVISORS
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OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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