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Oscar Nieves Santana

Stephens

Little Rock, AR

CRD 7726078

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Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-09-30
TX RA APPROVED 2024-09-30
  • AR RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Central Arkansas Conway AR 08/2014 05/2018
Central Bank Of The Dominican Republic Santo Domingo 06/2017 08/2017
Unemployed Conway AR 05/2018 08/2018
Arkansas Development Finance Authority Little Rock AR 08/2018 05/2019
Unemployed Conway AR 06/2019 07/2019
Unemployed Santo Domingo 07/2019 02/2020
Afp Siembra Santo Domingo 02/2020 06/2021
Afp Siembra Santo Domingo 06/2021 02/2023
Global Impact Assets Santo Domingo 02/2023 02/2024
Global Impact Assets Conway AR 02/2024 04/2024
Unemployed Conway AR 04/2024 08/2024
Stephens Inc Little Rock AR 09/2024 11/2025
Stephens Inc Little Rock AR 11/2025 Present
  • 08/2014 → 05/2018
    University Of Central Arkansas
    Conway, AR
  • 06/2017 → 08/2017
    Central Bank Of The Dominican Republic
    Santo Domingo
  • 05/2018 → 08/2018
    Unemployed
    Conway, AR
  • 08/2018 → 05/2019
    Arkansas Development Finance Authority
    Little Rock, AR
  • 06/2019 → 07/2019
    Unemployed
    Conway, AR
  • 07/2019 → 02/2020
    Unemployed
    Santo Domingo
  • 02/2020 → 06/2021
    Afp Siembra
    Santo Domingo
  • 06/2021 → 02/2023
    Afp Siembra
    Santo Domingo
  • 02/2023 → 02/2024
    Global Impact Assets
    Santo Domingo
  • 02/2024 → 04/2024
    Global Impact Assets
    Conway, AR
  • 04/2024 → 08/2024
    Unemployed
    Conway, AR
  • 09/2024 → 11/2025
    Stephens Inc
    Little Rock, AR
  • 11/2025 → Present
    Stephens Inc
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-22
  • S66 Uniform Combined State Law Examination
    2024-08-22
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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