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Brian Diaz

Charles Schwab & Co., Inc.

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-30
  • FL RA
    APPROVED
    Since 2025-07-30

Branch Locations

4848 S Apopka Vineland Rd. Suite 204, Orlando, FL 32819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orlando Repertory Theatre Orlando FL 10/2008 04/2023
Charles Schwab & Co., Inc. Orlando FL 05/2023 06/2024
Truist Investment Services, Inc Orlando FL 06/2024 02/2025
Truist Advisory Services, Inc Orlando FL 06/2024 02/2025
Charles Schwab & Co., Inc. Orlando FL 02/2025 Present
Previous Registrations
Other Businesses

1) Photography | Investment Related:No|Other|Photographer |5/1/2021|Less than 20|0|Taking photos for friends and family

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-25
S63 Uniform Securities Agent State Law Examination 2023-09-18
  • S66 Uniform Combined State Law Examination
    2024-09-25
  • S63 Uniform Securities Agent State Law Examination
    2023-09-18

View on SEC IAPD

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