Mason C Graddock

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-19
VT	RA	APPROVED	2023-07-24

TX RA
APPROVED

Since 2024-01-19
VT RA
APPROVED

Since 2023-07-24

Branch Locations

628 Mountain Road Building B, Stowe, VT 05672 • United States

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Colchester	VT	05/2023	Present
The Essex Agency	Essex Junction	VT	06/2019	04/2023
Army West Point Athletic Association	West Point	NY	06/2018	04/2019
Usa Hockey National Team Development Program	Plymouth	MI	08/2016	06/2018
Morgan Stanley Private Bank, N.A	New York	NY	08/2023	Present

05/2023 → Present

Morgan Stanley

Colchester, VT
06/2019 → 04/2023

The Essex Agency

Essex Junction, VT
06/2018 → 04/2019

Army West Point Athletic Association

West Point, NY
08/2016 → 06/2018

Usa Hockey National Team Development Program

Plymouth, MI
08/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Other Businesses

*569479 - CSEHL, LLC; Investment related-No; Stowe, Vermont; Recreation; Officer (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 5; After business hours: 3; Administrative *569488 - Rental property; Investment related-Yes; Shelburne, Vermont; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 1; Ownership

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-22

S66 Uniform Combined State Law Examination

2023-07-22

View on SEC IAPD