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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NY RA APPROVED 2026-03-20
VT RA APPROVED 2026-03-20
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NY RA
    APPROVED
    Since 2026-03-20
  • VT RA
    APPROVED
    Since 2026-03-20

Branch Locations

Setauket, NY • United States

155 East 44Th St 12Th Floor, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Melville NY 04/2023 10/2024
Allied Universal Setauket NY 03/2023 04/2023
New York Racing Association Elmont NY 10/2022 02/2023
Suffolk County Tpva Hauppauge NY 09/2021 10/2022
Village Of Saltaire Saltaire NY 06/2021 09/2021
Brooklyn Public Library Brooklyn NY 06/2020 07/2021
Rutland Town School Rutland VT 07/2018 06/2020
Johnson Elementary School Johnson VT 09/2017 06/2018
Ryno Industries Inc. Wantagh NY 03/2013 09/2017
Nylife Securities Llc Melville NY 04/2023 10/2024
Mml Investors Services Llc New York NY 10/2024 Present
Massmutual Life Insurance Co New York NY 10/2024 Present
  • 04/2023 → 10/2024
    New York Life Insurance Company
    Melville, NY
  • 03/2023 → 04/2023
    Allied Universal
    Setauket, NY
  • 10/2022 → 02/2023
    New York Racing Association
    Elmont, NY
  • 09/2021 → 10/2022
    Suffolk County Tpva
    Hauppauge, NY
  • 06/2021 → 09/2021
    Village Of Saltaire
    Saltaire, NY
  • 06/2020 → 07/2021
    Brooklyn Public Library
    Brooklyn, NY
  • 07/2018 → 06/2020
    Rutland Town School
    Rutland, VT
  • 09/2017 → 06/2018
    Johnson Elementary School
    Johnson, VT
  • 03/2013 → 09/2017
    Ryno Industries Inc.
    Wantagh, NY
  • 04/2023 → 10/2024
    Nylife Securities Llc
    Melville, NY
  • 10/2024 → Present
    New York, NY
  • 10/2024 → Present
    Massmutual Life Insurance Co
    New York, NY
Other Businesses

(1) NAME: RYAN DECICCO INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 10/4/2024 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-10
S63 Uniform Securities Agent State Law Examination 2024-10-25
  • S65 Uniform Investment Adviser Law Examination
    2026-03-10
  • S63 Uniform Securities Agent State Law Examination
    2024-10-25

View on SEC IAPD

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