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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

710 Commerce Dr St 140, Woodbury, MN 55125 • United States

428 Minnesota St St 500, St Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 02/1999 08/2023
Securian Financial Services, Inc. St. Paul MN 02/1999 08/2023
North Star Consultants Minneapolis MN 02/2001 Present
Cetera Wealth Services, Llc St. Paul MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
North Star Resource Group Minneapolis MN 08/2023 Present
  • 02/1999 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 02/1999 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 02/2001 → Present
    North Star Consultants
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Paul, MN
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    North Star Resource Group
    Minneapolis, MN
Previous Registrations
  • 2014-01-15 → 2023-08-10
    Securian Financial Services, Inc.
    St. Paul, MN
    St. Paul, MN
    Woodbury, MN
    St. Paul, MN
  • 2014-01-15 → 2021-10-19
    Cri Securities, Llc
    St Paul, MN
    St. Paul, MN
    Woodbury, MN
Other Businesses

HHAV RETIREMENT PLANNERS LLC POSITION: Partner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2018 ADDRESS: , Lake Elmo MN , United States DESCRIPTION: Partner NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker SG3 FOUNDATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: , Mendota Heights MN , United States DESCRIPTION: Member WAYPOINT WEALTH GROUP LLC POSITION: Agent/Broker NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 5 START DATE: 10/14/2019 ADDRESS: , Woodbury MN , United States DESCRIPTION: Agent/Broker NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-15
S63 Uniform Securities Agent State Law Examination 1999-03-22
  • S65 Uniform Investment Adviser Law Examination
    1999-07-15
  • S63 Uniform Securities Agent State Law Examination
    1999-03-22

View on SEC IAPD

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