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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-22
MO RA APPROVED 2023-11-06
  • TX RA
    APPROVED
    Since 2024-08-22
  • MO RA
    APPROVED
    Since 2023-11-06

Branch Locations

1515 Des Peres Rd, St Louis, MO 63131 • United States

12300 Old Tesson Rd, Saint Louis, MO 63128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Any Systems St. Louis MO 01/2023 02/2023
Interco Trading Co Madison IL 03/2022 12/2022
Extended Travel St. Louis MO 08/2021 01/2022
Oak Spring Garden Foundation Upperville VA 06/2017 08/2021
Trinity College Hartford CT 08/2013 05/2017
Thrivent Investment Management Inc. St Louis MO 08/2023 Present
Unemployed Kirkwood MO 03/2023 07/2023
Thrivent Financial Appleton WI 09/2023 03/2024
Thrivent Financial Appleton WI 03/2024 Present
  • 01/2023 → 02/2023
    Any Systems
    St. Louis, MO
  • 03/2022 → 12/2022
    Interco Trading Co
    Madison, IL
  • 08/2021 → 01/2022
    Extended Travel
    St. Louis, MO
  • 06/2017 → 08/2021
    Oak Spring Garden Foundation
    Upperville, VA
  • 08/2013 → 05/2017
    Trinity College
    Hartford, CT
  • 08/2023 → Present
    St Louis, MO
  • 03/2023 → 07/2023
    Unemployed
    Kirkwood, MO
  • 09/2023 → 03/2024
    Thrivent Financial
    Appleton, WI
  • 03/2024 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

ST. LOUIS AAA BLUES POSITION: Assistant Coach 2011 AAA Blues NATURE: Youth ice hockey program based out of St. Louis. I will be an assistant coach of the 2011 birth year team. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 05/30/2024 ADDRESS: 345 Mission Bay Court, Wildwood MO 63040, United States DESCRIPTION: On-ice coach for the 2011 birth year team. Duties include: run practices, coach games, run video sessions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-03
  • S66 Uniform Combined State Law Examination
    2023-11-03
Other Names
  • Tj Sherman

View on SEC IAPD

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