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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-08
  • IL RA
    APPROVED
    Since 2024-10-08

Branch Locations

1580 Boyson Rd. Ste. 1, Hiawatha, IA 52233 • United States

1400 E Touhy Ave Ste 170, Des Plaines, IL 60018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Des Plaines IL 10/2021 Present
Pfs Investments Inc. Des Plaines IL 04/2023 Present
Tsa Chicago IL 07/2015 Present
  • 10/2021 → Present
    Primerica Financial Services
    Des Plaines, IL
  • 04/2023 → Present
    Des Plaines, IL
  • 07/2015 → Present
    Tsa
    Chicago, IL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-19
S63 Uniform Securities Agent State Law Examination 2023-12-19
  • S65 Uniform Investment Adviser Law Examination
    2024-08-19
  • S63 Uniform Securities Agent State Law Examination
    2023-12-19
Other Names
  • Joseph William Frost

View on SEC IAPD

Other Firms

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